Create an Income Stream
Taking initial withdrawals of 4% or considering annuities are often recommended to retirees.
Most arrangements between investors and their brokers or advisers are trouble-free.
Occasionally legitimate problems do arise. If you are not satisfied with the answer to your complaint, you do have means to see it resolved.
Speak with your broker’s manager or the firm’s compliance officer.
Be sure to put your complaint in writing and ask for a written response to your problem.
Arbitration costs less and moves faster to resolve a dispute than traditional litigation. However, you generally give up your right to pursue the matter in court if you submit to arbitration.
If you believe securities laws have been violated, contact the Kansas Securities Commissioner.
*The information on this page is credited to IPT and Kiplinger. Their original materials are made available on the Kansas Securities Commissioner's website.
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