Different Types of Firms
Do you need a full-service, discount, online, or specialty brokerage firm? Or an investment adviser?
Disclosure documents called a "prospectus" accompany securities offered to the general public.
Investment advisers must disclose information about their firm and investment adviser representatives.
*The information on this page is credited to IPT and Kiplinger. Their original materials are made available on the Kansas Securities Commissioner's website.
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