These are items tagged with `Broker`

Understanding Disclosure

Disclosure allows you to see where your money is going.

Resolving Disputes

Hopefully a dispute between you and your investment professional doesn't arise. But if it does, learn how to resolve them here.

Investment Fees

Investment advisers and brokers are professionals: Expect to pay them.

Different Types of Firms

Do you need a full-service, discount, online, or specialty brokerage firm? Or an investment adviser?

New Account With a Broker or Investment Adviser

Fill out a form asking for things like net worth, annual income, age, investment objective, risk tolerance, occupation, and investment experience.

Should I Hire an Investment Adviser?

If you have little or no experience investing, hiring an adviser would be a good place to start.

People and Financial Firms

Selecting investment help should be a careful process.

Keep Yourself and Your Money Safe

It takes only a short moment to protect your money.

Investment Terms Dictionary

Decode some of the terminology used in investment here.

Investment Practices to Avoid

Don't fall victim to poor or illegal investment practices.

Questions for Your Broker or Investment Adviser

Asking good questions of your broker or investment adviser is important.


In this section learn the basics of investing wisely.

Compare & Negotiate

Negotiate through overages and costs.

Learning Quest: Kansas' 529 Plan

Learning Quest is an advantageous college savings program administered by the State of Kansas.

Questions to Ask Before Signing

If you’ve decided that an annuity makes sense for you, here are several key questions to ask yourself before signing any paperwork.

Gather Information

Ask about rates, points, fees, down payments, and PMI.

Shop Around: Ask Several Lenders

Know who to approach and whether they are acting as a broker or lender.